Audit Checklist: Support Audit Readiness with Consistent, Accurate Documentation

This checklist is designed for use after auditors have provided the list of required account holders, accounts, collateral, and loan applications by status. Complete it for each selected file to ensure documentation and data are reviewed thoroughly and consistently.

Use this checklist to:

  • Validate file completeness and accuracy
  • Confirm documentation aligns with audit requirements
  • Standardize post-audit review across teams
  • Support efficient, organized audit workflows

Download the checklist to simplify your next audit review.